The Broughton Wilkins Partnership Ltd

Date authorised
1 April 2013
Companies House
04039296
Last scraped
20 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    158 Moulsham Street
    Chelmsford
    Essex
    CM2 0LD
    UNITED KINGDOM
    Phone
    +4401245392900
    Web
    https://www.bwifa.co.uk

  • Complaints Contact

    Emery I F A Ltd
    910 The Crescent
    Colchester
    Essex
    CO4 9YQ
    UNITED KINGDOM
    Phone
    +4401206710000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sophie Megan Thomas

    IRN SXT00749

    • (15)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (16)4. Giving personal recommendations on retail investment products which are not broker funds
    • (17)[FCA CF] Client dealing (since 21 Oct 2025)
    • (18)[FCA CF] Functions requiring qualifications (since 20 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: The Wilkins Partnership Ltd

  2. controlled function added: (39)SMF3 Executive Director

  3. controlled function added: (38)SMF3 Executive Director

  4. controlled function added: (37)[FCA CF] Significant management

  5. controlled function added: (36)[FCA CF] Functions requiring qualifications

  6. controlled function added: (35)[FCA CF] Client dealing

  7. controlled function added: (34)SMF16 Compliance Oversight

  8. controlled function added: (33)SMF17 Money Laundering Reporting Officer (MLRO)

  9. controlled function added: (32)Responsible for Insurance Distribution

  10. controlled function added: (31)4. Giving personal recommendations on retail investment products which are not broker funds

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