Date authorised
1 April 2013
Companies House
02444201
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Overstone Heights
    Sywell
    Northampton
    Northamptonshire
    NN6 0AT
    UNITED KINGDOM
    Phone
    +4401604644277
  • Complaints Contact

    1 Overstone Heights
    Sywell
    Northampton
    Northamptonshire
    NN6 0AT
    UNITED KINGDOM
    Phone
    +4401604644277

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hugh Knapp

    IRN HXK01136

    • CF1 Director (AR) (2 Jul 2010 to 25 Nov 2013)
  • James Stewart Lambert

    IRN JSL01097

    • CF1 Director (AR) (5 Jul 2010 to 25 Nov 2013)
  • John Charles Topping

    IRN JCT01098

    • CF1 Director (AR) (5 Jul 2010 to 25 Nov 2013)
  • Kevin Stephen Culley

    IRN KSC01029

    • Director of firm who is not a certification employee or a SMF manager (since 25 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Mar 2024)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Martin Head

    IRN MXH02185

    • CF1 Director (AR) (16 Jun 2010 to 4 Sep 2013)
  • Michael Pennick

    IRN MXP01887

    • CF1 Director (AR) (24 Nov 2010 to 25 Nov 2013)
  • Michael Stephen Culley

    IRN MXC01160

    • SMF3 Executive Director (since 1 Aug 2024)
  • Peter David Brown

    IRN PDB01139

    • CF1 Director (AR) (16 Jun 2010 to 30 Jun 2012)
  • Peter Garry Ducksbury

    IRN PGD01066

    • CF1 Director (AR) (5 Jul 2010 to 4 Sep 2013)
  • Richard Culley

    IRN RXC01853

    • SMF3 Executive Director (since 1 Aug 2024)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (25 Jul 2011 to 30 Sep 2018)
    • CF28 Systems and controls (25 Jul 2011 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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