The Access Bank UK Limited

• Principal Place of Business

  4 Royal Court

  Gadbrook Park

  Rudheath

  Northwich

  Cheshire West And Chester

  CW9 7UT

  UNITED KINGDOM

  Phone

  +4401606813010

  Web

  https://www.theaccessbankukltd.co.uk

• Complaints Contact

  4 Royal Court

  Gadbrook Park

  Rudheath

  Northwich

  Cheshire West And Chester

  CW9 7UT

  UNITED KINGDOM

  Phone

  +4401606813010

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Richard Roland Humphry

  IRN RRH01037

  • CF30 Customer (9 Feb 2009 to 5 Apr 2010)
• Robert Clifford

  IRN RXC43402

  • [FCA CF] Client dealing (2 Oct 2019 to 31 May 2022)
  • [FCA CF] Material risk taker (2 Oct 2019 to 31 May 2022)
  • [PRA CF] Significant risk taker or Material risk taker (2 Oct 2019 to 31 May 2022)
  • [FCA CF] Functions requiring qualifications (30 Aug 2017 to 31 May 2022)
• Robert Kevin Attwood

  IRN RXA43380

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Apr 2022)
  • [FCA CF] Material risk taker (7 Mar 2016 to 1 Apr 2022)
  • [PRA CF] Managing a material risk taker (7 Mar 2016 to 1 Apr 2022)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Apr 2022)
• Rola Seifeddine

  IRN RXS43404

  • [FCA CF] Manager of certification employee (since 7 Mar 2016)
  • [FCA CF] Material risk taker (since 7 Mar 2016)
  • [FCA CF] Significant management (since 7 Mar 2016)
  • [PRA CF] Managing a material risk taker (since 7 Mar 2016)
  • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
• Roosevelt Michael Ogbonna

  IRN RXO43408

  • Director of firm who is not a certification employee or a SMF manager (since 26 Jun 2017)
  • [FCA CF] Material risk taker (26 Jun 2017 to 18 Feb 2026)
  • [PRA CF] Significant risk taker or Material risk taker (26 Jun 2017 to 18 Feb 2026)
• Sandra Ann Quinn

  IRN SAQ01015

  • SMF10 Chair of the Risk Committee (since 20 Nov 2023)
  • SMF11 Chair of the Audit Committee (since 20 Nov 2023)
• Sean Patrick McLaughlin

  IRN SPM01138

  • SMF2 Chief Finance (7 Mar 2016 to 1 Dec 2023)
  • CF10 Compliance Oversight (8 Feb 2011 to 12 Jul 2011)
  • CF1 Director (12 Aug 2008 to 6 Mar 2016)
• Sebastian Barroso Da Fonseca

  IRN SXB04147

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Dec 2025)
  • [FCA CF] Material risk taker (since 1 Dec 2025)
• Shainy Luxmi Joganah

  IRN SXJ43407

  • [FCA CF] Material risk taker (since 7 Mar 2016)
  • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
  • [FCA CF] Manager of certification employee (20 Feb 2024 to 6 Mar 2026)
  • [PRA CF] Managing a material risk taker (20 Feb 2024 to 6 Mar 2026)
• Simon Craig Threadgold

  IRN SXT43411

  • [PRA CF] Managing a material risk taker (20 Feb 2024 to 18 Feb 2026)
  • [FCA CF] Manager of certification employee (20 Feb 2024 to 18 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (22 Sep 2022 to 9 Feb 2026)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 18 Feb 2026)
  • [FCA CF] Material risk taker (7 Mar 2016 to 18 Feb 2026)

No changes recorded yet.