Date authorised
1 April 2013
Companies House
05294494
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    27 Watling Street
    Chatham
    Kent
    ME5 7HQ
    UNITED KINGDOM
    Phone
    +4401634855995
  • Complaints Contact

    27 Watling Street
    Chatham
    Kent
    ME5 7HQ
    UNITED KINGDOM
    Phone
    +4401634855995

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • LUKE BUTT-THOMAS

    IRN LXB00222

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Lisa Fleet Butt-Thomas

    IRN LXF00081

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Mark Richard Butt-Thomas

    IRN MRB01183

    • [PRA CF] Key function holder (since 1 Jan 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (4 Jul 2005 to 30 Sep 2018)
    • CF1 Director (4 Jul 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Jul 2005 to 31 Mar 2009)
  • Vicky Fleet

    IRN VXF00016

    • [FCA CF] Significant management (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.