TFS Derivatives Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Salesforce110 BishopsgateLondonCity Of LondonEC2N 4AYUNITED KINGDOM- Phone
- +4402071981500
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Complaints Contact
Salesforce110 BishopsgateLondonCity Of LondonEC2N 4AYUNITED KINGDOM- Phone
- +4402071981500
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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Authorised to Operate
For Eligible Counterparty, Professional
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.”
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Julian Peter Harding
IRN JPH01102
- CF1 Director (1 Dec 2001 to 1 Feb 2005)
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Julien Jacques Lucien Ruben
IRN JJR01068
- CF30 Customer (13 Sep 2013 to 30 Apr 2014)
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Justin David Oxenham
IRN JDO01009
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 14 Feb 2002)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2004)
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Justine Lea Camille Petit
IRN JXP01216
- [FCA CF] Client dealing (since 8 Jan 2026)
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KEITH MICHAEL ORAM
IRN KMO01024
- [FCA CF] Client dealing (9 Dec 2020 to 30 Sep 2022)
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Kain Miller
IRN KXM00624
- [FCA CF] Client dealing (since 28 Aug 2023)
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Kallum Lian Hinton Fletcher
IRN KXF09711
- [FCA CF] Client dealing (since 7 Dec 2020)
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Kaouter Benouhiba
IRN KXB00731
- [FCA CF] Client dealing (since 6 Jan 2026)
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Karim Mouloud Boumail
IRN KMB01119
- CF30 Customer (15 Oct 2010 to 3 Feb 2017)
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Karolin Khamed
IRN KXK02008
- [FCA CF] Client dealing (9 Mar 2021 to 14 Sep 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.