Date authorised
1 April 2013
Companies House
03454026
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11-12 Bury Street
    -
    London
    EC3A 5AT
    UNITED KINGDOM
    Phone
    +442074813030
  • Complaints Contact

    11-12 Bury Street
    -
    London
    EC3A 5AT
    UNITED KINGDOM
    Phone
    +442074813030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Ball

    IRN AXB04259

    • SMF3 Executive Director (since 29 Feb 2024)
  • Andrew Lennard

    IRN AXL01441

    • SMF3 Executive Director (since 25 Jul 2023)
    • Responsible for Insurance Distribution (since 25 Jul 2023)
    • SMF1 Chief Executive (since 25 Jul 2023)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Ashleigh Rosalyn Joyce

    IRN AXJ00284

    • SMF3 Executive Director (since 28 Feb 2022)
  • Audrey Abraham Zuck

    IRN AAZ01008

    • CF1 Director (3 Oct 2007 to 3 Oct 2014)
  • Caroline Margaret Searle

    IRN CXS00632

    • SMF3 Executive Director (since 7 Dec 2022)
  • Jeremy Stephen Agate Kohler

    IRN JSK01053

    • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2022)
    • CF1 Director (3 Oct 2007 to 8 Dec 2019)
  • Jonathan James Crossfield

    IRN JJC01057

    • SMF3 Executive Director (since 20 Jan 2026)
  • Matthew Saxon Riley

    IRN MSR01087

    • SMF16 Compliance Oversight (since 18 Jan 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (13 Sep 2017 to 8 Dec 2019)
  • Peter Sprent

    IRN PXS00763

    • [FCA CF] Significant management (1 Feb 2024 to 29 Aug 2025)
  • Simon Bessant

    IRN SXB02598

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (31 Jan 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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