Date authorised
25 July 2023
Companies House
0714960175
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11-12 Bury Street
    London
    EC3A 5AT
    UNITED KINGDOM
    Phone
    +4402074813030
  • Complaints Contact

    11-12 Bury Street
    London
    EC3A 5AT
    UNITED KINGDOM
    Phone
    +4402074813030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Ball

    IRN AXB04259

    • [FCA CF] Significant management (since 29 Feb 2024)
  • Andrew Lennard

    IRN AXL01441

    • Responsible for Insurance Distribution (since 25 Jul 2023)
    • SMF1 Chief Executive (since 25 Jul 2023)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 25 Jul 2023)
    • SMF3 Executive Director (since 25 Jul 2023)
  • Ashleigh Rosalyn Joyce

    IRN AXJ00284

    • [FCA CF] Significant management (since 21 Aug 2023)
  • Caroline Margaret Searle

    IRN CXS00632

    • [FCA CF] Significant management (since 13 Sep 2023)
  • Jonathan James Crossfield

    IRN JJC01057

    • [FCA CF] Significant management (since 27 Mar 2026)
  • Matthew Saxon Riley

    IRN MSR01087

    • SMF3 Executive Director (since 25 Jul 2023)
    • SMF16 Compliance Oversight (since 25 Jul 2023)
  • Peter Sprent

    IRN PXS00763

    • [FCA CF] Significant management (1 Feb 2024 to 29 Aug 2025)
  • Simon Bessant

    IRN SXB02598

    • [FCA CF] Significant management (since 13 Sep 2023)
  • William Robert Charles Shaw

    IRN WXS00179

    • [FCA CF] Significant management (since 10 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.