Tethys Advisors Limited

Date authorised
1 April 2013
Companies House
03534108
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Succoth Place
    Edinburgh
    Midlothian
    EH12 6BL
    UNITED KINGDOM
    Phone
    +4407775880470
    Web
    https://www.tethysadvisors.com

  • Complaints Contact

    4 Succoth Place
    Edinburgh
    Midlothian
    EH12 6BL
    UNITED KINGDOM
    Phone
    +441315164945

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

    Show 4 limitations
    • · Limited to advisory-only activities, and in carrying on these activities, to the customer types "professional client" and "eligible counterparty".
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aladdin Saba

    IRN AXS01590

    • CF2 Non Executive Director (1 Dec 2001 to 14 Sep 2004)
  • Iyad Malas

    IRN IXM01189

    • CF2 Non Executive Director (6 Nov 2002 to 14 Sep 2004)
  • Mohamed Taymour

    IRN MXT01221

    • CF2 Non Executive Director (1 Dec 2001 to 14 Sep 2004)
  • Tristan Mark Murray Clube

    IRN TMC01039

    • [FCA CF] Significant management (since 1 Apr 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (18 May 2005 to 31 Oct 2007)
    • CF13 Finance (18 May 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.