Date authorised
1 April 2013
Companies House
SC173199
Last scraped
1 month ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 South Gyle Crescent
    Edinburgh
    EH12 9FQ
    UNITED KINGDOM
    Phone
    +441312743999
  • Complaints Contact

    Broadway One
    199 Renfield Street
    Glasgow
    Lanarkshire
    G2 3AX
    SCOTLAND
    Phone
    +443303320082

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kin Cheng

    IRN KXC53310

    • (76)[PRA CF] Significant risk taker or Material risk taker (9 Jan 2019 to 6 May 2019)
    • (77)[FCA CF] Material risk taker (9 Jan 2019 to 6 May 2019)
  • LOUISA MARIE CLOW

    IRN LMM01127

    • (213)[FCA CF] Significant management (19 Jul 2021 to 29 Aug 2022)
    • (211)[PRA CF] Significant risk taker or Material risk taker (31 Jul 2017 to 19 Jul 2021)
    • (212)[FCA CF] Material risk taker (31 Jul 2017 to 19 Jul 2021)
  • Laura Elizabeth Hales

    IRN LXH00484

    • (246)[FCA CF] Significant management (11 Sep 2023 to 31 Oct 2024)
  • Laura Katharine Wade-Gery

    IRN LKW00007

    • (367)CF2 Non Executive Director (3 Jul 2009 to 28 Jan 2011)
    • (368)CF1 Director (28 Apr 2004 to 3 Jul 2009)
  • Laura Sarah Lucas

    IRN LXL00309

    • (1)[FCA CF] Significant management (since 18 Nov 2024)
  • Lawrence Jannetta

    IRN LXJ01047

    • (3)CF20 Significant Mgt (Settlements) (1 Dec 2001 to 29 Apr 2005)
  • Leighton John Jones

    IRN LXJ53305

    • (207)[FCA CF] Significant management (19 Jul 2021 to 1 Feb 2024)
    • (205)[PRA CF] Significant risk taker or Material risk taker (27 Jul 2019 to 19 Jul 2021)
    • (206)[FCA CF] Material risk taker (27 Jul 2019 to 19 Jul 2021)
  • Louise Anne Bird

    IRN LXB00028

    • (237)[FCA CF] Significant management (7 Mar 2025 to 27 Feb 2026)
  • Louise Elizabeth Robinson

    IRN LXR00195

    • (16)[FCA CF] Significant management (since 1 Nov 2024)
  • Lynne Angela Rennie-Smith

    IRN LXR37565

    • (377)SMF18 Other Overall Responsibility (27 Jul 2022 to 31 Oct 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (28)SMF18 Other Overall Responsibility

  2. controlled function added: (27)SMF4 Chief Risk

  3. controlled function added: (26)SMF16 Compliance Oversight

  4. controlled function added: (25)SMF9 Chair of the Governing Body

  5. controlled function added: (24)SMF12 Chair of the Remuneration Committee

  6. controlled function added: (23)SMF14 Senior Independent Director

  7. controlled function added: (22)SMF11 Chair of the Audit Committee

  8. controlled function added: (21)[FCA CF] Significant management

  9. controlled function added: (20)Director of firm who is not a certification employee or a SMF manager

  10. controlled function added: (19)[FCA CF] Significant management