Date authorised
1 April 2013
Companies House
SC173199
Last scraped
1 month ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 South Gyle Crescent
    Edinburgh
    EH12 9FQ
    UNITED KINGDOM
    Phone
    +441312743999
  • Complaints Contact

    Broadway One
    199 Renfield Street
    Glasgow
    Lanarkshire
    G2 3AX
    SCOTLAND
    Phone
    +443303320082

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pankaj Arora

    IRN PXA00071

    • (269)[PRA CF] Significant risk taker or Material risk taker (14 Dec 2022 to 31 Aug 2023)
    • (270)[FCA CF] Material risk taker (14 Dec 2022 to 31 Aug 2023)
    • (271)[FCA CF] Significant management (30 Nov 2020 to 31 Aug 2023)
  • Paul James Norcott

    IRN PXN17383

    • (306)[FCA CF] Significant management (17 May 2023 to 17 May 2024)
  • Paul William Hewitt

    IRN PWH01037

    • (384)CF2 Non Executive Director (28 Sep 2012 to 1 May 2014)
  • Paulette Georgina Rowe

    IRN PGR01030

    • (44)CF1 Director (2 Mar 2009 to 7 Jul 2009)
  • Peter Anderson Shaw

    IRN PAS01235

    • (108)CF28 Systems and controls (1 Nov 2007 to 20 Dec 2008)
    • (109)CF14 Risk Assessment (4 Aug 2004 to 31 Oct 2007)
  • Peter Douglas Bole

    IRN PDB01054

    • (371)SMF2 Chief Finance (7 Mar 2016 to 24 Oct 2016)
    • (373)CF1 Director (13 Dec 2011 to 6 Mar 2016)
    • (372)CF28 Systems and controls (25 Mar 2009 to 4 Oct 2012)
  • Peter Manchester

    IRN PXM00737

    • (20)Director of firm who is not a certification employee or a SMF manager (since 23 Jan 2025)
  • Philip Haydn Owen

    IRN PXO16927

    • (236)[FCA CF] Material risk taker (1 Oct 2018 to 16 Apr 2022)
    • (235)[PRA CF] Significant risk taker or Material risk taker (1 Oct 2018 to 16 Apr 2022)
  • Prasanna Gopalakrishnan

    IRN PXG00456

    • (239)[FCA CF] Material risk taker (10 Jan 2023 to 1 Sep 2024)
  • Rachael Steedman

    IRN RXS00497

    • (201)[FCA CF] Significant management (1 May 2021 to 31 Mar 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (366)CF1 Director

  2. controlled function added: (365)CF29 Significant management

  3. controlled function added: (364)SMF3 Executive Director

  4. controlled function added: (363)SMF6 Head of Key Business Areas

  5. controlled function added: (362)Responsibility for MCD Intermediation

  6. controlled function added: (361)SMF18 Other Overall Responsibility

  7. controlled function added: (360)Responsible for Insurance Distribution

  8. controlled function added: (359)CF2 Non Executive Director

  9. controlled function added: (358)SMF4 Chief Risk

  10. controlled function added: (357)SMF16 Compliance Oversight