Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit 3700ParksideBirminghamSolihullB37 7YTUNITED KINGDOM- Phone
- +443303030237
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Complaints Contact
Unit 3700ParksideBirminghamSolihullB37 7YTUNITED KINGDOM- Phone
- +441217671139
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Score Services
Show 1 limitation Hide limitations
- · Limited to the provision of credit information services with no credit repair (as defined by 89A(3)(c) & (d) Regulated Activities Order.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sarah Anne Small
IRN SXS00874
- (543)Appointed representative dealing with clients for which they require qualification (2 Feb 2022 to 13 Oct 2022)
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Sarah Elizabeth Heath
IRN SEH01125
- (347)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (348)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (349)CF1 Director (AR) (since 9 Dec 2015)
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Sarah Elizabeth Lock
IRN SEL00013
- (329)CF1 Director (AR) (7 Feb 2013 to 3 Mar 2022)
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Sarah Fox-Clinch
IRN SJH01548
- (838)CF1 Director (AR) (27 May 2016 to 29 May 2020)
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Sarah Jane Constable
IRN SJC01350
- (251)CF1 Director (AR) (19 Oct 2005 to 27 Oct 2005)
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Sarah Jane Poore
IRN SJP01370
- (365)CF1 Director (AR) (1 Dec 2016 to 15 Jan 2020)
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Sarah Louise Fordham
IRN SLH00008
- (108)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (109)Appointed representative dealing with clients for which they require qualification (since 29 Nov 2023)
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Sarah Louise Gilbert
IRN SXG35227
- (557)CF1 Director (AR) (6 Apr 2020 to 25 Jun 2021)
- (556)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Jun 2021)
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Sarah Louise Ryan
IRN SXR00365
- (787)Appointed representative dealing with clients for which they require qualification (31 Jul 2020 to 18 May 2021)
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Sarah Mary Fuller
IRN SMF01101
- (381)CF1 Director (AR) (30 Jan 2012 to 30 Sep 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Michael Reis Financial Consultancy (no longer appointed)
FRN 404655 · Appointed 31 Oct 2004 · Until 30 Nov 2005
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PH Financial Services Ltd (no longer appointed)
FRN 412575 · Appointed 31 Oct 2004 · Until 11 Jan 2017
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Edinburgh Intelligent Mortgage Advice Ltd (no longer appointed)
FRN 404652 · Appointed 31 Oct 2004 · Until 30 Jun 2020
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Impact Mortgage Solutions Ltd (no longer appointed)
FRN 413105 · Appointed 31 Oct 2004 · Until 26 Feb 2007
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Michael B Gillis (IND) Mortgage Advisor (no longer appointed)
FRN 404663 · Appointed 31 Oct 2004 · Until 14 Mar 2012
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (582)SMF11 Chair of the Audit Committee
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controlled function added: (581)SMF4 Chief Risk
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controlled function added: (580)SMF16 Compliance Oversight
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controlled function added: (579)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (578)SMF24 Chief Operations
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controlled function added: (577)SMF18 Other Overall Responsibility
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controlled function added: (576)Responsible for Insurance Distribution
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controlled function added: (575)Responsibility for MCD Intermediation
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controlled function added: (574)SMF5 Head of Internal Audit
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controlled function added: (573)CF1 Director (AR)