Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit 3700ParksideBirminghamSolihullB37 7YTUNITED KINGDOM- Phone
- +443303030237
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Complaints Contact
Unit 3700ParksideBirminghamSolihullB37 7YTUNITED KINGDOM- Phone
- +441217671139
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Score Services
Show 1 limitation Hide limitations
- · Limited to the provision of credit information services with no credit repair (as defined by 89A(3)(c) & (d) Regulated Activities Order.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Terence Michael McManus
IRN TMM00003
- (529)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2022)
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Terrence Michael Keaney
IRN TMK01020
- (194)CF1 Director (AR) (2 Oct 2006 to 1 Sep 2011)
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Terry Lee Cole
IRN TLC01040
- (669)CF1 Director (AR) (6 Apr 2010 to 13 Sep 2011)
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Thavawaran Thavanesan
IRN TXT00071
- (402)Appointed representative dealing with clients for which they require qualification (8 Apr 2020 to 14 Jun 2020)
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Thomas Bailey-Smith
IRN TXB00620
- (31)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (32)Appointed representative dealing with clients for which they require qualification (since 13 Jan 2025)
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Thomas Benjamin Johnson
IRN TXJ00081
- (987)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Sep 2023)
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Thomas Brian Donaldson
IRN TBD01008
- (118)CF1 Director (AR) (18 Apr 2007 to 25 Jul 2011)
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Thomas Gray Weston
IRN TGW01029
- (68)CF1 Director (AR) (11 Sep 2009 to 8 Jul 2011)
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Thomas James Brennan
IRN TXB00230
- (981)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Oct 2023)
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Thomas James Lester
IRN TXL01394
- (990)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Sep 2024)
- (991)CF1 Director (AR) (12 Jul 2017 to 7 Sep 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Stock Financial Services Ltd (no longer appointed)
FRN 471573 · Appointed 14 Aug 2007 · Until 30 Sep 2009
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Quintessential Financial Services Ltd (no longer appointed)
FRN 471453 · Appointed 10 Aug 2007 · Until 5 Jul 2010
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The Belfast Mortgage Company Ltd (no longer appointed)
FRN 471487 · Appointed 10 Aug 2007 · Until 19 Feb 2013
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Life and Property Solutions Ltd (no longer appointed)
FRN 471488 · Appointed 10 Aug 2007 · Until 17 Jun 2019
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Financial Connections (UN) LTD (no longer appointed)
FRN 470348 · Appointed 13 Jul 2007 · Until 22 Oct 2007
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Optimum Independent Mortgage Solutions Ltd (no longer appointed)
FRN 411447 · Appointed 11 Jul 2007 · Until 11 Jul 2007
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Rose Financial (Scotland) Ltd (no longer appointed)
FRN 470006 · Appointed 6 Jul 2007 · Until 30 Sep 2009
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (582)SMF11 Chair of the Audit Committee
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controlled function added: (581)SMF4 Chief Risk
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controlled function added: (580)SMF16 Compliance Oversight
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controlled function added: (579)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (578)SMF24 Chief Operations
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controlled function added: (577)SMF18 Other Overall Responsibility
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controlled function added: (576)Responsible for Insurance Distribution
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controlled function added: (575)Responsibility for MCD Intermediation
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controlled function added: (574)SMF5 Head of Internal Audit
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controlled function added: (573)CF1 Director (AR)