Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
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Complaints Contact
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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William Henry Smith
IRN WHS00006
- (412)CF1 Director (AR) (1 Dec 2001 to 9 Aug 2004)
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William James Leslie
IRN WJL00010
- (451)CF1 Director (AR) (1 Dec 2001 to 30 Nov 2006)
- (450)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2006)
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William James Poole
IRN WJP00012
- (467)CF1 Director (AR) (1 Dec 2001 to 9 Aug 2004)
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William John Christopher Nightingale
IRN WJN00003
- (341)CF30 Customer (1 Nov 2007 to 21 Dec 2010)
- (343)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- (342)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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William John Oswell
IRN WJO00002
- (791)CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)
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William Kenneth Cullen
IRN WXC01085
- (1206)CF21 Investment Adviser (9 Apr 2003 to 23 Jun 2005)
- (1205)CF22 Investment Adviser (Trainee) (12 Dec 2002 to 9 Apr 2003)
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William Laird Marr
IRN WLM00001
- (1078)CF21 Investment Adviser (22 Sep 2005 to 19 Jun 2006)
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William Lawson
IRN WXL00016
- (459)CF4 Partner (AR) (1 Dec 2001 to 23 Dec 2004)
- (458)CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2004)
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William Manson Warnock
IRN WMW00006
- (1295)CF30 Customer (1 Nov 2007 to 18 Nov 2009)
- (1296)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- (1297)CF1 Director (AR) (1 Dec 2001 to 12 Oct 2010)
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William Orenstein
IRN WXO00001
- (2315)CF1 Director (AR) (19 Apr 2012 to 29 Sep 2017)
- (2311)CF30 Customer (1 Nov 2007 to 29 Sep 2017)
- (2313)CF21 Investment Adviser (27 May 2002 to 31 Oct 2007)
- (2314)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- (2312)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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AB1 Financial Planning Ltd (no longer appointed)
FRN 400150 · Appointed 16 Apr 2004 · Until 12 Dec 2023
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Ashwood Financial Services Ltd (no longer appointed)
FRN 176908 · Appointed 16 Apr 2004 · Until 23 Nov 2012
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Bankfield Financial Advisers Ltd (no longer appointed)
FRN 214372 · Appointed 15 Apr 2004 · Until 19 Oct 2016
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Seaway Insurance Consultants Ltd (no longer appointed)
FRN 227624 · Appointed 15 Apr 2004 · Until 29 Sep 2017
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Bottriell Independent Financial Advisers (no longer appointed)
FRN 400053 · Appointed 6 Apr 2004 · Until 9 Aug 2004
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Miles Financial Management (no longer appointed)
FRN 225290 · Appointed 19 Mar 2004 · Until 30 Nov 2005
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Jigsaw Financial Management Ltd (no longer appointed)
FRN 231801 · Appointed 25 Feb 2004 · Until 29 Jun 2012
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Medical & Dental Financial Planners Ltd (no longer appointed)
FRN 230679 · Appointed 29 Dec 2003 · Until 30 Nov 2007
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Perry James Independent Financial Planning Consultants (no longer appointed)
FRN 230615 · Appointed 23 Dec 2003 · Until 27 Sep 2019
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3112)CF1 Director (AR)
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controlled function added: (3111)[FCA CF] Significant management
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controlled function added: (3110)CF1 Director (AR)
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controlled function added: (3109)CF4 Partner (AR)
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controlled function added: (3108)CF1 Director (AR)
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controlled function added: (3107)CF7 Sole Trader (AR)
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controlled function added: (3106)CF21 Investment Adviser
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controlled function added: (3105)CF22 Investment Adviser (Trainee)
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controlled function added: (3104)CF30 Customer
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controlled function added: (3103)CF21 Investment Adviser