Date authorised
1 April 2013
Companies House
02277754
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o Edward Boyle and Robert Spence both of Interpath Advisory
    10 Fleet Place
    London
    EC4M 7RB
    UNITED KINGDOM
    Phone
    +4402039892800
  • Complaints Contact

    c/o Edward Boyle and Robert Spence both of Interpath Advisory
    10 Fleet Place
    London
    EC4M 7RB
    UNITED KINGDOM
    Phone
    +4402039892800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

    Show 1 limitation
    • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon David Knott

    IRN SDK00007

    • (2834)CF21 Investment Adviser (1 Dec 2001 to 16 Nov 2004)
  • Simon Dominic De Roeper

    IRN SDD00008

    • (506)CF21 Investment Adviser (1 Dec 2001 to 28 Nov 2005)
  • Simon George Cowan

    IRN SGC00010

    • (1379)CF21 Investment Adviser (27 May 2002 to 8 Apr 2005)
    • (1380)CF7 Sole Trader (AR) (11 Apr 2002 to 8 Apr 2005)
    • (1378)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
    • (1381)CF4 Partner (AR) (1 Dec 2001 to 31 May 2003)
  • Simon Grant Walker

    IRN SGW00015

    • (2629)CF30 Customer (1 Nov 2007 to 24 Dec 2008)
    • (2630)CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
  • Simon Harold Hudson

    IRN SHH00005

    • (3003)CF1 Director (AR) (2 Oct 2009 to 9 Sep 2011)
    • (3002)CF3 Chief Executive (11 Oct 2004 to 9 Sep 2011)
    • (3004)CF1 Director (1 Dec 2001 to 9 Sep 2011)
    • (3001)CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Simon James Broadley

    IRN SJB01711

    • (3084)[FCA CF] Significant management (9 Dec 2019 to 30 Nov 2022)
    • (3083)CF1 Director (15 Dec 2017 to 1 Sep 2019)
  • Simon James Hutchins

    IRN SJH01325

    • (1220)CF21 Investment Adviser (4 Dec 2006 to 1 Oct 2007)
    • (1219)CF24 Pension Transfer Specialist (4 Dec 2006 to 1 Oct 2007)
  • Simon John Baker

    IRN SXB00096

    • (697)CF30 Customer (31 Jan 2012 to 13 Feb 2014)
    • (699)CF1 Director (AR) (25 May 2004 to 7 Sep 2004)
    • (698)CF21 Investment Adviser (1 Dec 2001 to 7 Sep 2004)
  • Simon Mark Lindley

    IRN SML00002

    • (1052)CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
  • Simon Mark Mason Frost

    IRN SMF00024

    • (1676)CF30 Customer (1 Nov 2007 to 30 Nov 2009)
    • (1678)CF1 Director (AR) (24 Nov 2005 to 30 Nov 2009)
    • (1677)CF21 Investment Adviser (27 Oct 2004 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3002)CF3 Chief Executive

  2. controlled function added: (3001)CF8 Apportionment and Oversight

  3. controlled function added: (3000)[FCA CF] Significant management

  4. controlled function added: (2999)[FCA CF] Manager of certification employee

  5. controlled function added: (2998)SMF24 Chief Operations

  6. controlled function added: (2997)CF2 Non Executive Director

  7. controlled function added: (2996)CF1 Director (AR)

  8. controlled function added: (2995)CF2 Non Executive Director

  9. controlled function added: (2994)CF22 Investment Adviser (Trainee)

  10. controlled function added: (2993)CF2 Non Executive Director