Date authorised
1 April 2013
Companies House
02654877
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o Edward Boyle and Robert Spence both of Interpath Advisory
    10 Fleet Place
    London
    EC4M 7RB
    UNITED KINGDOM
    Phone
    +4402039892800
  • Complaints Contact

    c/o Edward Boyle and Robert Spence both of Interpath Advisory
    10 Fleet Place
    London
    EC4M 7RB
    UNITED KINGDOM
    Phone
    +4402039892800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

    Show 1 limitation
    • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Score Services

    Show 1 limitation
    • · Limited to the provision of credit information services with no credit repair (as defined by 89A(3)(c) & (d) Regulated Activities Order

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Robert Steer

    IRN JRS00052

    • CF1 Director (AR) (30 Jul 2014 to 30 Sep 2015)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2015)
    • CF7 Sole Trader (AR) (12 Feb 2003 to 31 Jan 2007)
    • CF21 Investment Adviser (12 Feb 2003 to 31 Oct 2007)
  • James Ross Stewart

    IRN JRS00028

    • CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
  • James St Clair Armitage

    IRN JXA00266

    • Appointed representative dealing with clients for which they require qualification (3 Feb 2021 to 13 Oct 2023)
  • James Stefan Caplan

    IRN JSC00024

    • CF30 Customer (1 Nov 2007 to 13 Dec 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Dec 2001 to 11 Sep 2012)
  • James Thomas Hennington

    IRN JTH01044

    • CF21 Investment Adviser (2 Sep 2004 to 28 Dec 2006)
    • CF22 Investment Adviser (Trainee) (4 Dec 2002 to 2 Sep 2004)
  • James Warren Richards

    IRN JWR01074

    • CF21 Investment Adviser (12 Feb 2007 to 6 Aug 2007)
    • CF22 Investment Adviser (Trainee) (8 Dec 2005 to 12 Feb 2007)
  • James William Cushing

    IRN JXC02510

    • CF30 Customer (25 Mar 2020 to 10 Jan 2024)
    • CF1 Director (AR) (25 Mar 2020 to 10 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (25 Mar 2020 to 10 Jan 2024)
  • James William Griffiths

    IRN JWG01101

    • CF30 Customer (28 Feb 2013 to 17 May 2013)
  • James William Sargeant Copeland

    IRN JWC01092

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Mar 2022)
    • CF1 Director (AR) (22 Jan 2019 to 2 Mar 2022)
    • CF30 Customer (22 Jan 2019 to 2 Mar 2022)
  • James William Smith

    IRN JWS00013

    • CF30 Customer (2 Aug 2012 to 21 Dec 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.