Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
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Complaints Contact
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Score Services
Show 1 limitation Hide limitations
- · Limited to the provision of credit information services with no credit repair (as defined by 89A(3)(c) & (d) Regulated Activities Order
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nathan Blute
IRN NXB00231
- (2275)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 May 2021)
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Nathan James Harris
IRN NJH01142
- (3411)CF30 Customer (15 Jun 2010 to 30 Sep 2021)
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Nathan Lloyd Jones
IRN NXJ91281
- (4076)Appointed representative dealing with clients for which they require qualification (22 Jun 2021 to 11 Nov 2022)
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Navneet Kaur Duggal
IRN NXD28155
- (1377)CF1 Director (AR) (5 Feb 2020 to 31 Mar 2021)
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Neal Andrew Shepherd
IRN NAS00002
- (2125)CF21 Investment Adviser (2 Aug 2004 to 6 Aug 2007)
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Neale Evans
IRN NXE00012
- (1332)CF22 Investment Adviser (Trainee) (12 Apr 2006 to 18 Oct 2007)
- (1333)CF7 Sole Trader (AR) (12 Apr 2006 to 31 Jan 2007)
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Neena Banerjee
IRN NXB00232
- (2270)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Apr 2023)
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Neil Anderson Caisley
IRN NAC00014
- (71)CF1 Director (AR) (1 Dec 2001 to 30 Nov 2005)
- (70)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2005)
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Neil Andrew Maguire
IRN NAM01079
- (3557)CF21 Investment Adviser (18 Jul 2006 to 28 Sep 2007)
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Neil Andrew Preston
IRN NAP00029
- (1149)CF1 Director (1 Dec 2001 to 28 May 2004)
- (1148)CF13 Finance (1 Dec 2001 to 28 May 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Lormont Financial Planning Ltd (no longer appointed)
FRN 790523 · Appointed 5 Oct 2017 · Until 31 Mar 2024
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JMB Wealth Solutions Ltd (no longer appointed)
FRN 779841 · Appointed 25 May 2017 · Until 7 Nov 2018
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Promethean Financial Consultants Ltd (no longer appointed)
FRN 777740 · Appointed 28 Apr 2017 · Until 10 Aug 2020
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Big Skies Wealth Management Limited (no longer appointed)
FRN 776786 · Appointed 18 Apr 2017 · Until 22 Feb 2024
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Retsol Financial Services LLP (no longer appointed)
FRN 456855 · Appointed 6 Apr 2017 · Until 24 Jan 2022
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Watson, Wood and Sillars Ltd (no longer appointed)
FRN 774907 · Appointed 24 Mar 2017 · Until 26 Jun 2018
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Davey & Weber Independent Financial Advisers Ltd (no longer appointed)
FRN 773971 · Appointed 14 Mar 2017 · Until 20 Mar 2018
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AKC Independent Financial Advisers Ltd (no longer appointed)
FRN 773993 · Appointed 14 Mar 2017 · Until 15 Sep 2021
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (4248)CF2 Non Executive Director
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controlled function added: (4247)CF4 Partner (AR)
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controlled function added: (4246)CF1 Director (AR)
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controlled function added: (4245)CF21 Investment Adviser
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controlled function added: (4244)CF1 Director
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controlled function added: (4243)CF1 Director (AR)
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controlled function added: (4242)CF10 Compliance Oversight
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controlled function added: (4241)CF28 Systems and controls
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controlled function added: (4240)Responsible for Insurance Mediation
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controlled function added: (4239)Responsibility for MCD Intermediation