Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
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Complaints Contact
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Score Services
Show 1 limitation Hide limitations
- · Limited to the provision of credit information services with no credit repair (as defined by 89A(3)(c) & (d) Regulated Activities Order
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard Charles Lucy
IRN RCL01075
- (1637)CF30 Customer (5 May 2015 to 2 Sep 2019)
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Richard Charlton
IRN RJC00069
- (1734)Appointed representative dealing with clients for which they require qualification (18 Dec 2020 to 8 Apr 2024)
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Richard David Hoare
IRN RDH00008
- (3698)CF21 Investment Adviser (22 Nov 2005 to 6 Aug 2007)
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Richard David Hopkins
IRN RXH00212
- (430)CF21 Investment Adviser (6 Oct 2003 to 9 Nov 2004)
- (429)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Oct 2003)
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Richard Donal Finnegan
IRN RDF00013
- (992)CF4 Partner (AR) (6 Mar 2006 to 1 Oct 2007)
- (991)CF21 Investment Adviser (6 Mar 2006 to 1 Oct 2007)
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Richard Edward Cullen
IRN RXC00080
- (4179)CF1 Director (AR) (1 Dec 2001 to 21 Jul 2003)
- (4178)CF21 Investment Adviser (1 Dec 2001 to 21 Jul 2003)
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Richard Everett
IRN RXE00005
- (336)CF30 Customer (26 Aug 2009 to 1 Dec 2011)
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Richard Fletcher
IRN RXF12358
- (4274)Responsible for Insurance Distribution (6 Jun 2023 to 9 Sep 2024)
- (4273)Responsibility for MCD Intermediation (6 Jun 2023 to 9 Sep 2024)
- (4275)SMF3 Executive Director (6 Jun 2023 to 9 Sep 2024)
- (4277)[FCA CF] Significant management (9 Dec 2019 to 30 Jun 2023)
- (4276)CF1 Director (29 May 2019 to 1 Sep 2019)
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Richard Frank Arnold
IRN RXA00002
- (3283)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Nov 2004)
- (3282)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2004)
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Richard Frederick Leonard
IRN RFL00002
- (3504)CF22 Investment Adviser (Trainee) (6 Mar 2006 to 8 Aug 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Professional Solutions IFA Limited (no longer appointed)
FRN 190834 · Appointed 29 Aug 2012 · Until 31 Mar 2024
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Blue Arrow Financial Services Ltd (no longer appointed)
FRN 220082 · Appointed 29 Aug 2012 · Until 21 Nov 2014
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Horton & Associates Ltd (no longer appointed)
FRN 587206 · Appointed 29 Aug 2012 · Until 31 Mar 2024
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Drake Wealth Management Ltd (no longer appointed)
FRN 586898 · Appointed 24 Aug 2012 · Until 18 Dec 2023
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David Daws Financial Services Ltd (no longer appointed)
FRN 206531 · Appointed 24 Aug 2012 · Until 31 Aug 2012
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Wardour Investments LLP (no longer appointed)
FRN 586903 · Appointed 24 Aug 2012 · Until 30 Sep 2016
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Opal Wealth Management Ltd (no longer appointed)
FRN 586905 · Appointed 24 Aug 2012 · Until 25 Mar 2024
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (4268)CF1 Director
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controlled function added: (4267)CF1 Director (AR)
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controlled function added: (4266)CF3 Chief Executive
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controlled function added: (4265)CF28 Systems and controls
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controlled function added: (4264)SMF1 Chief Executive
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controlled function added: (4263)SMF3 Executive Director
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controlled function added: (4262)CF1 Director (AR)
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controlled function added: (4261)CF22 Investment Adviser (Trainee)
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controlled function added: (4260)CF30 Customer
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controlled function added: (4259)CF1 Director (AR)