Date authorised
1 April 2013
Companies House
03698194
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Bell Court
    Leapale Lane
    Guildford
    Surrey
    GU1 4LY
    UNITED KINGDOM
    Phone
    +4401483577877
  • Complaints Contact

    One Bell Court
    1 Bell Court
    Leapale Lane
    Guildford
    Surrey
    GU1 4LY
    UNITED KINGDOM
    Phone
    +4401483577877

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Ernest Grant

    IRN AEG01022

    • CF2 Non Executive Director (27 Oct 2016 to 12 Jan 2017)
  • Christopher John Wait

    IRN CJW01224

    • SMF1 Chief Executive (9 Dec 2019 to 23 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 23 Dec 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Mar 2020)
    • Responsible for Insurance Mediation (20 Feb 2017 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
  • Christopher Robin Frost

    IRN CRF01027

    • CF2 Non Executive Director (21 Aug 2006 to 31 Jul 2008)
  • David Alan Pipkin

    IRN DAP01150

    • CF1 Director (14 Aug 2006 to 12 Nov 2019)
  • Joanne Wait

    IRN JXW01741

    • SMF9 Chair of the Governing Body (since 15 Apr 2025)
    • SMF3 Executive Director (9 Dec 2019 to 15 Apr 2025)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Kelvin James Curran

    IRN KJC01094

    • CF2 Non Executive Director (2 Aug 2006 to 6 Jun 2016)
  • Laurence Pipkin

    IRN LXP01564

    • Responsible for Insurance Distribution (since 19 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (28 Jun 2017 to 8 Dec 2019)
  • Lee John Crane

    IRN LJC01165

    • Responsible for Insurance Mediation (27 Jan 2012 to 24 Nov 2015)
    • CF1 Director (26 Oct 2011 to 24 Nov 2015)
  • Libero Rocco Pirozzolo

    IRN LRP01029

    • CF1 Director (14 Jan 2005 to 14 Jul 2006)
  • Matthew Best

    IRN MXB01014

    • SMF3 Executive Director (since 27 Oct 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.