Date authorised
17 July 2020
Companies House
12462938
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    59 North Street
    Thame
    Oxfordshire
    OX9 3BH
    UNITED KINGDOM
    Phone
    +4407990771615
  • Complaints Contact

    59 North Street
    Thame
    Oxfordshire
    OX9 3BH
    UNITED KINGDOM
    Phone
    +4407990771615

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Michael Dore

    IRN AXD73783

    • SMF3 Executive Director (17 Jul 2020 to 22 Feb 2022)
  • Andrew Simon Ralphs

    IRN AXR73782

    • Responsible for Insurance Distribution (since 17 Jul 2020)
    • SMF1 Chief Executive (since 17 Jul 2020)
    • SMF3 Executive Director (since 17 Jul 2020)
  • Andrew William Peet

    IRN AWP01054

    • Responsible for Insurance Distribution (since 14 Jun 2024)
    • SMF3 Executive Director (since 14 Jun 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.