TEAM FINANCIAL SERVICES LIMITED

• Principal Place of Business

  168 Heavitree Road

  Exeter

  Devon

  EX1 2LZ

  UNITED KINGDOM

  Phone

  +4401392678678

  Web

  https://www.team-fs.co.uk

• Complaints Contact

  168 Heavitree Road

  Exeter

  Devon

  EX1 2LZ

  UNITED KINGDOM

  Phone

  +4401392678678

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Annie Yang Shi-Sansom

  IRN YXS01234

  • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
  • CF1 Director (15 Oct 2014 to 8 Dec 2019)
• Duncan Benjamin Cornish

  IRN DBC01034

  • Responsible for Insurance Mediation (14 Jan 2005 to 13 Jun 2005)
  • CF8 Apportionment and Oversight (31 Oct 2004 to 13 Jun 2005)
  • CF1 Director (31 Oct 2004 to 13 Jun 2005)
• John Thomas Allen

  IRN JTA01013

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [PRA CF] Significant risk taker or Material risk taker (since 9 Dec 2019)
  • [PRA CF] Managing a material risk taker (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [PRA CF] Key function holder (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Algorithmic trading (since 9 Dec 2019)
  • [FCA CF] Benchmark submission and administration (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF28 Systems and controls (1 Nov 2007 to 8 Mar 2012)
  • CF15 Internal Audit (30 Jun 2005 to 31 Oct 2007)
  • CF14 Risk Assessment (30 Jun 2005 to 31 Oct 2007)
  • CF13 Finance (30 Jun 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (30 Jun 2005 to 8 Mar 2012)
  • CF10 Compliance Oversight (30 Jun 2005 to 8 Mar 2012)
  • CF8 Apportionment and Oversight (30 Jun 2005 to 31 Mar 2009)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (31 Oct 2004 to 8 Dec 2019)
• Karen Ann Allen

  IRN KAA01036

  • CF1 Director (31 Oct 2004 to 8 Mar 2012)

No changes recorded yet.