Date authorised
1 April 2013
Companies House
03891021
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Marlow House
    1A Lloyds Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +4402076805750
  • Complaints Contact

    Marlow House
    1A Lloyd's Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +4402076805750

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Charles William Organ

    IRN RCO01017

    • SMF3 Executive Director (since 20 Dec 2024)
    • SMF3 Executive Director (9 Dec 2019 to 15 Sep 2021)
    • CF1 Director (30 Oct 2017 to 8 Dec 2019)
  • Robert Eric Jensen

    IRN REJ01039

    • CF1 Director (26 Oct 2010 to 18 Aug 2013)
  • Scott Terence Mills

    IRN SXM04502

    • [FCA CF] Significant management (12 Jun 2024 to 29 May 2025)
  • Simon Ian Taylor

    IRN SIT01005

    • SMF1 Chief Executive (31 Jan 2024 to 12 Jul 2024)
    • Responsible for Insurance Distribution (31 Jan 2024 to 12 Jul 2024)
    • SMF3 Executive Director (24 Nov 2021 to 12 Jul 2024)
  • Stephen Frederick Hepburn

    IRN SFH00003

    • CF1 Director (14 Jan 2005 to 4 May 2011)
  • Stephen Lawrence

    IRN SXL02047

    • CF1 Director (AR) (27 Mar 2017 to 24 Apr 2017)
    • CF1 Director (27 Jul 2015 to 21 Aug 2018)
  • Steven James Folkard

    IRN SJF01259

    • SMF16 Compliance Oversight (since 9 May 2022)
  • Thomas Shipston

    IRN TXS01784

    • SMF3 Executive Director (9 Dec 2019 to 1 May 2020)
    • CF1 Director (15 Jul 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.