TAM Asset Management Ltd

Date authorised
1 April 2013
Companies House
04077709
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tam Asset Management Ltd
    One Leadenhall, Level 23
    1 Leadenhall Street
    London
    City Of London
    EC3V 1AB
    UNITED KINGDOM
    Phone
    +4402075497650
    Web
    https://www.tamassetmanagement.com

  • Complaints Contact

    Tam Asset Management Ltd
    One Leadenhall Level 23
    1 Leadenhall Street
    London
    City Of London
    EC3V 1AB
    UNITED KINGDOM
    Phone
    +4402075497650

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Simon Wills

    IRN NSW01022

    • CF30 Customer (1 Nov 2007 to 26 Nov 2007)
    • CF21 Investment Adviser (3 Aug 2004 to 31 Oct 2007)
    • CF27 Investment Management (3 Aug 2004 to 31 Oct 2007)
  • Oliver John Alexander Smith

    IRN OJS01011

    • CF21 Investment Adviser (18 Jan 2005 to 31 May 2005)
    • CF22 Investment Adviser (Trainee) (5 Aug 2004 to 18 Jan 2005)
  • Paresh Harvind Kiri

    IRN PHK01008

    • CF27 Investment Management (15 Jan 2002 to 18 Oct 2002)
    • CF21 Investment Adviser (15 Jan 2002 to 18 Oct 2002)
  • Patricia Marie Sanjurjo-Razzell

    IRN PMS01164

    • CF10 Compliance Oversight (1 May 2007 to 26 Oct 2007)
    • CF11 Money Laundering Reporting (1 May 2007 to 26 Oct 2007)
  • Paul John Williams

    IRN PJW01139

    • CF27 Investment Management (31 May 2002 to 31 Mar 2006)
    • CF21 Investment Adviser (31 May 2002 to 31 Mar 2006)
  • Paul Raymond Ellis

    IRN PXE01068

    • CF21 Investment Adviser (4 Mar 2005 to 6 Jan 2006)
  • Paul Tsangaris

    IRN PXT01195

    • CF21 Investment Adviser (27 Jan 2005 to 18 Apr 2006)
  • Penelope Jane Phoebe Bridges

    IRN PJB01247

    • CF30 Customer (13 Nov 2009 to 19 Jul 2010)
  • Perry John Bliss

    IRN PXB01425

    • CF21 Investment Adviser (4 Mar 2005 to 28 Jul 2005)
  • Peter Albert Clegg

    IRN PXC01291

    • CF21 Investment Adviser (3 Aug 2004 to 31 May 2005)
    • CF27 Investment Management (3 Aug 2004 to 31 May 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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