Date authorised
2 December 2013
Companies House
07529401
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Becket House
    36 Old Jewry
    London
    EC2R 8DD
    UNITED KINGDOM
    Phone
    +4402070316934
  • Complaints Contact

    Becket House
    36 Old Jewry
    London
    EC2R 8DD
    UNITED KINGDOM
    Phone
    +4402070316934

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Parth Patel

    IRN PXP01445

    • CF1 Director (AR) (29 Mar 2025 to 2 Oct 2025)
  • Patrick Joseph Comerford

    IRN PJC01388

    • CF1 Director (AR) (5 Dec 2013 to 29 May 2020)
  • Paul John Vincent

    IRN PJV01034

    • CF1 Director (2 Dec 2013 to 8 Oct 2019)
  • Paul William Springman

    IRN PWS01090

    • CF2 Non Executive Director (8 Feb 2016 to 8 Dec 2019)
  • Richard James Coello

    IRN RXC77246

    • CF1 Director (AR) (4 May 2020 to 2 Oct 2025)
  • Robert James Coker

    IRN RXC77248

    • CF1 Director (AR) (9 Jul 2020 to 2 Oct 2025)
  • Robert James Kimmel

    IRN RXK77250

    • CF1 Director (AR) (24 Nov 2022 to 2 Oct 2025)
  • Russell David Coward

    IRN RXC25101

    • CF1 Director (AR) (since 23 Jul 2025)
    • CF3 Chief Executive (AR) (since 23 Jul 2025)
    • SMF3 Executive Director (since 19 Jan 2021)
    • Responsible for Insurance Distribution (since 19 Jan 2021)
    • SMF1 Chief Executive (since 19 Jan 2021)
    • SMF16 Compliance Oversight (3 Mar 2020 to 19 Jan 2021)
  • Simon James Holt

    IRN SXH77247

    • CF1 Director (AR) (4 May 2020 to 2 Oct 2025)
  • Simon William Gaffney

    IRN SWG01038

    • SMF3 Executive Director (9 Dec 2019 to 20 Jan 2020)
    • CF1 Director (14 May 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.