Date authorised
2 December 2013
Companies House
07529401
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Becket House
    36 Old Jewry
    London
    EC2R 8DD
    UNITED KINGDOM
    Phone
    +4402070316934
  • Complaints Contact

    Becket House
    36 Old Jewry
    London
    EC2R 8DD
    UNITED KINGDOM
    Phone
    +4402070316934

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Christopher Corton

    IRN AXC77249

    • CF1 Director (AR) (7 May 2020 to 16 Oct 2020)
  • Andrew Neil McMellin

    IRN ANM01044

    • SMF3 Executive Director (9 Dec 2019 to 18 Dec 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 18 Dec 2020)
    • Responsible for Insurance Distribution (3 Jun 2019 to 18 Dec 2020)
    • CF1 Director (16 Oct 2018 to 8 Dec 2019)
    • CF3 Chief Executive (16 Oct 2018 to 8 Dec 2019)
  • Andrew Stout

    IRN AXS02930

    • CF1 Director (2 Dec 2013 to 1 Nov 2018)
  • Chris McGill

    IRN CXM00539

    • CF1 Director (AR) (29 Mar 2025 to 2 Oct 2025)
  • Clive Lovell Moore

    IRN CLM01071

    • CF1 Director (AR) (17 Dec 2013 to 29 May 2020)
  • Dane Jonathan Douetil

    IRN DJD01074

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Oct 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Jun 2019)
    • Responsible for Insurance Mediation (16 Mar 2018 to 30 Sep 2018)
    • CF3 Chief Executive (16 Mar 2018 to 8 Oct 2018)
    • CF1 Director (16 Mar 2018 to 8 Dec 2019)
    • CF2 Non Executive Director (13 Jul 2015 to 16 Mar 2018)
  • Daniel James Markham

    IRN DXM00968

    • CF1 Director (AR) (since 23 Jul 2025)
    • SMF3 Executive Director (since 9 Nov 2023)
  • Darren Peter Doherty

    IRN DPD01047

    • Responsible for Insurance Mediation (2 Dec 2013 to 23 Feb 2018)
    • CF3 Chief Executive (2 Dec 2013 to 23 Feb 2018)
  • David Foster

    IRN DXF01603

    • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2020)
    • CF1 Director (8 Apr 2016 to 8 Dec 2019)
    • CF28 Systems and controls (8 Apr 2016 to 8 Dec 2019)
  • David Hastings Elwin Carson

    IRN DXC77245

    • CF1 Director (AR) (4 May 2020 to 2 Oct 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.