Date authorised
1 April 2013
Companies House
03523759
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor Suite
    37/39 Lime Street
    London
    EC3M 7AY
    UNITED KINGDOM
    Phone
    +4407798525562
  • Complaints Contact

    3rd Floor Suite
    37/39 Lime Street
    London
    EC3M 7AY
    UNITED KINGDOM
    Phone
    +4407798525562

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bernard George Devereese

    IRN BGD01006

    • SMF1 Chief Executive (9 Dec 2019 to 1 May 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 May 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Dec 2023)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Christopher Charles Drake

    IRN CXD00565

    • SMF3 Executive Director (since 27 Aug 2024)
  • Joseph Marcantel

    IRN JXM04062

    • Director of firm who is not a certification employee or a SMF manager (since 2 Oct 2025)
  • Laurence Alan Winter

    IRN LAW01047

    • CF3 Chief Executive (AR) (since 8 Aug 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Paul Raymond Bennett

    IRN PRB01149

    • SMF3 Executive Director (12 Jun 2024 to 30 Jan 2026)
  • Robert William Best

    IRN RWB01144

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Dec 2019)
    • Responsible for Insurance Mediation (16 May 2012 to 30 Sep 2018)
    • CF1 Director (16 May 2012 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.