Talisman Global Asset Management Ltd

Date authorised
1 April 2013
Companies House
03680990
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +4402076474600
  • Complaints Contact

    19th Floor
    33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +4402076474680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Laura Irene Christine Renaud-Studer

    IRN LIR01004

    • CF30 Customer (14 Apr 2011 to 12 May 2017)
  • Mads Milan Idorn Thamsborg

    IRN MMT00022

    • CF30 Customer (7 Sep 2012 to 13 Dec 2013)
  • Malcolm Stuart Croad

    IRN MXC01373

    • CF30 Customer (1 Apr 2010 to 12 Sep 2011)
  • Marius Raath

    IRN MXR01578

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (23 Oct 2008 to 8 Dec 2019)
    • CF28 Systems and controls (23 Oct 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Oct 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (9 Mar 2005 to 31 Oct 2007)
  • Mark Andrew Pears

    IRN MAP01200

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jul 2004 to 31 Oct 2007)
    • CF3 Chief Executive (14 Jul 2004 to 10 Dec 2018)
    • CF1 Director (14 Jul 2004 to 8 Dec 2019)
  • Maxwell Morgan Steinberg

    IRN MMS01160

    • CF30 Customer (12 Aug 2016 to 20 Sep 2019)
  • Michael Raphael Benaim

    IRN MRB01150

    • CF27 Investment Management (15 Apr 2005 to 1 Sep 2006)
  • Mohamed Iqbal Bundhun

    IRN MIB01028

    • CF28 Systems and controls (1 Nov 2007 to 15 Mar 2009)
    • CF11 Money Laundering Reporting (14 Jul 2004 to 15 Mar 2009)
    • CF10 Compliance Oversight (14 Jul 2004 to 15 Mar 2009)
    • CF13 Finance (14 Jul 2004 to 31 Oct 2007)
  • Neil Edward Keith Padoa

    IRN NEP01015

    • CF30 Customer (19 Oct 2009 to 30 Apr 2012)
  • Nicholas Mark Cavalla

    IRN NMC01037

    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (6 Dec 2018 to 8 Dec 2019)
    • CF3 Chief Executive (6 Dec 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.