Date authorised
12 December 1988
Companies House
02202362
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AIG Building
    58 Fenchurch Street
    London
    City Of London
    EC3M 4AB
    UNITED KINGDOM
    Phone
    +4402075503500
  • Complaints Contact

    The AIG Building
    58 Fenchurch Street
    London
    City Of London
    EC3M 4AB
    UNITED KINGDOM
    Phone
    +4402075503500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tracey Lynne Hunt

    IRN TLH01019

    • [PRA CF] Key function holder (12 Aug 2024 to 8 Jul 2025)
    • [FCA CF] Material risk taker (1 Dec 2021 to 8 Jul 2025)
  • Tracy Tinney

    IRN TXT76892

    • CF3 Chief Executive (AR) (8 Apr 2021 to 31 Jul 2022)
    • CF1 Director (AR) (8 Apr 2021 to 31 Jul 2022)
    • SMF24 Chief Operations (19 Aug 2020 to 31 Jul 2022)
  • Verner George Southey

    IRN VGS01005

    • CF2 Non Executive Director (1 Dec 2001 to 10 Apr 2013)
  • William Warden

    IRN WXW00102

    • [FCA CF] Material risk taker (18 Jan 2024 to 3 Apr 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.