Talbot Capital Ltd

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FRN: 489839
Date authorised: 1 April 2013
Companies House: 06736536
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

First Floor, Nicholas House

3 Laurence Pountney Hill

London

EC4R 0EU

UNITED KINGDOM

Phone

+442039830660

Web

https://www.talbotcapital.co.uk
Complaints Contact

1st Floor, Nicholas House

3 Laurence Pountney Hill

London

EC4R 0EU

UNITED KINGDOM

Phone

+442039830660

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Private Fund Guardian
Show 1 limitation Hide limitations
- · The firm can perform only the depositary functions specified
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · The firm must not conduct any designated investment business with retail clients other than corporate finance business
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Jonathan Fitzpatrick
IRN JSF01036
- CF1 Director (AR) (2 Feb 2018 to 7 Nov 2022)
- CF30 Customer (2 Feb 2018 to 7 Nov 2022)
Jonathan Synett
IRN JXS03825
- CF1 Director (AR) (16 Mar 2018 to 15 Nov 2018)
- CF30 Customer (16 Mar 2018 to 3 May 2018)
Julia Fuini
IRN JXF01561
- CF30 Customer (1 Jan 2013 to 27 Sep 2013)
Justin Hadley Head
IRN JHH01033
- CF30 Customer (3 Jan 2013 to 12 Nov 2018)
Katherine Norris
IRN KEB01049
- CF30 Customer (5 Jun 2014 to 12 Nov 2018)
Kirsty Anne Riddiford
IRN KAS01058
- CF30 Customer (11 Mar 2014 to 16 Feb 2015)
Konstantin Nikolaus Maria Mettenheimer
IRN KNM01023
- CF1 Director (AR) (4 Mar 2016 to 14 Jun 2016)
- CF30 Customer (4 Mar 2016 to 14 Jun 2016)
Lee Goggin
IRN LXG01099
- CF1 Director (AR) (26 Sep 2012 to 24 Jan 2017)
- CF30 Customer (26 Sep 2012 to 24 Jan 2017)
Livia Amidani Aliberti
IRN LXA01339
- CF30 Customer (31 Dec 2014 to 19 Aug 2015)
- CF1 Director (AR) (31 Dec 2014 to 19 Aug 2015)
MASSIMO ATTILIO LEONARDO Fuggetta
IRN MAF01211
- CF30 Customer (30 Apr 2015 to 27 Aug 2015)
- CF1 Director (AR) (30 Apr 2015 to 27 Aug 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

BNKTOTHEFUTURE.COM LIMITED (no longer appointed)
FRN 608257 · Appointed 28 Apr 2014 · Until 31 Aug 2014
Phanar Asset Management (UK) Limited (no longer appointed)
FRN 620283 · Appointed 3 Apr 2014 · Until 27 Jul 2016
Stephens Europe Limited (no longer appointed)
FRN 616589 · Appointed 4 Mar 2014 · Until 21 Apr 2016
Aether Energy Limited (no longer appointed)
FRN 616296 · Appointed 24 Feb 2014 · Until 16 Feb 2015
APartners Capital Limited (no longer appointed)
FRN 605620 · Appointed 7 Aug 2013 · Until 28 Feb 2014 · Tied agent
CAMBRIDGE INTERNATIONAL (UK) LLP (no longer appointed)
FRN 593048 · Appointed 18 Dec 2012 · Until 6 Jun 2025
SMITH & FELTON LTD (no longer appointed)
FRN 592959 · Appointed 14 Dec 2012 · Until 30 Sep 2013
Warden Baker UK Limited (no longer appointed)
FRN 591929 · Appointed 26 Nov 2012 · Until 12 Feb 2021
Find a Wealth Manager Limited (no longer appointed)
FRN 580712 · Appointed 28 Aug 2012 · Until 26 Jan 2017
Europe Capital Matrix (London) Limited (no longer appointed)
FRN 570332 · Appointed 2 Dec 2011 · Until 10 Feb 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.