Talbot Capital Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
First Floor, Nicholas House3 Laurence Pountney HillLondonEC4R 0EUUNITED KINGDOM- Phone
- +442039830660
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Complaints Contact
1st Floor, Nicholas House3 Laurence Pountney HillLondonEC4R 0EUUNITED KINGDOM- Phone
- +442039830660
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Private Fund Guardian
Show 1 limitation Hide limitations
- · The firm can perform only the depositary functions specified
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · The firm must not conduct any designated investment business with retail clients other than corporate finance business
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Dominic Laurence Carden Wallis
IRN DLW01047
- CF30 Customer (9 Jun 2014 to 21 Apr 2016)
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Douglas Rycroft
IRN DXR00335
- CF30 Customer (23 Mar 2022 to 7 Nov 2022)
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Edward Patrick Fleming Ross
IRN EPR01006
- [FCA CF] Client dealing (since 1 Oct 2025)
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Emanuel Benedict Brefin
IRN EBB01006
- CF30 Customer (29 Jan 2019 to 6 Jun 2025)
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Fahim Chaudhry
IRN FXC01201
- CF30 Customer (5 Sep 2011 to 17 Apr 2012)
- CF1 Director (AR) (5 Sep 2011 to 17 Apr 2012)
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George Frederick Alan Smith
IRN GFS01035
- CF30 Customer (9 Sep 2010 to 14 Dec 2010)
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Gerhard Werner Gleich
IRN GWG01034
- CF30 Customer (27 Apr 2016 to 28 Sep 2016)
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Gianluca D'Angelo
IRN GXD01408
- CF30 Customer (18 Aug 2014 to 31 Dec 2014)
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Giuliano Cislaghi
IRN GXC01260
- CF30 Customer (8 Jun 2018 to 21 Dec 2018)
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Graham Livingstone Paton
IRN GLP01017
- CF1 Director (AR) (20 Mar 2014 to 21 Apr 2016)
- CF30 Customer (20 Mar 2014 to 21 Apr 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Leela Capital Advisory LLP (no longer appointed)
FRN 965058 · Appointed 6 Dec 2021 · Until 1 Sep 2022
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Gotham Street Capital Partners Ltd (no longer appointed)
FRN 937080 · Appointed 26 Oct 2020 · Until 31 Mar 2025
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Swoop Finance Limited (no longer appointed)
FRN 826414 · Appointed 19 Nov 2018 · Until 31 Dec 2019 · Tied agent
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Copernican Capital Partners Limited (no longer appointed)
FRN 821332 · Appointed 20 Sep 2018 · Until 31 Oct 2023 · Tied agent
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Altamount Capital UK Limited (no longer appointed)
FRN 629545 · Appointed 31 Jan 2017 · Until 10 Jan 2020 · Tied agent
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AREAM International Limited (no longer appointed)
FRN 769689 · Appointed 18 Jan 2017 · Until 31 Dec 2018
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.