Date authorised
6 January 2014
Companies House
04691636
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 6
    Concept Park
    Innovation Close
    Poole
    Dorset
    BH12 4QT
    UNITED KINGDOM
    Phone
    +441202710008
  • Complaints Contact

    T & R Direct
    Unit 6
    Concept Park
    Innovation Close
    Poole
    Bournemouth
    BH12 4QT
    UNITED KINGDOM
    Phone
    +441202710008

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Justin Karim Ward

    IRN JKW01056

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (29 Sep 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (29 Sep 2015 to 30 Sep 2018)
  • Lee Taylor

    IRN LXT01132

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (6 Jan 2014 to 30 Sep 2018)
    • CF1 Director (6 Jan 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.