T L Dallas & Co Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simon Jonathan Drew
IRN SXD00360
- CF1 Director (AR) (since 6 May 2021)
Stephen Leonard James
IRN SLJ01038
- CF1 Director (AR) (10 Jul 2018 to 7 Mar 2024)
Timothy Warren Mortimer
IRN TWM01026
- Responsible for Insurance Distribution (since 31 Mar 2026)
- SMF1 Chief Executive (since 31 Mar 2026)
- CF1 Director (AR) (since 29 Dec 2021)
- SMF3 Executive Director (7 Jun 2021 to 31 Mar 2026)

Smaller firms operating under this firm's FCA authorisation.

Dallas Scott Davey Ltd
FRN 966461 · Appointed 23 Dec 2021
Dallas Wilding Drew Limited
FRN 948406 · Appointed 1 Apr 2021
T L Dallas (NI) Limited
FRN 727488 · Appointed 1 Dec 2015
Harry Hall International Limited (no longer appointed)
FRN 779468 · Appointed 8 Feb 2022 · Until 14 Sep 2022
MJC Residential Ltd (no longer appointed)
FRN 810324 · Appointed 30 May 2018 · Until 13 Aug 2020
American Retro Caravans Ltd (no longer appointed)
FRN 607747 · Appointed 26 Sep 2013 · Until 16 May 2014
Housesimple Limited (no longer appointed)
FRN 606739 · Appointed 1 Sep 2013 · Until 16 May 2014
T L Dallas (Scotland) Limited (no longer appointed)
FRN 592465 · Appointed 5 Dec 2012 · Until 25 Aug 2020
Murdoch Talbot Finance Limited (no longer appointed)
FRN 587332 · Appointed 1 Sep 2012 · Until 16 May 2014
Samuel Jay Harkness (no longer appointed)
FRN 584690 · Appointed 16 Jul 2012 · Until 16 May 2014

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.