T L Dallas & Co Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simon Jonathan Drew
IRN SXD00360
- CF1 Director (AR) (since 6 May 2021)
Stephen Leonard James
IRN SLJ01038
- CF1 Director (AR) (10 Jul 2018 to 7 Mar 2024)
Timothy Warren Mortimer
IRN TWM01026
- Responsible for Insurance Distribution (since 31 Mar 2026)
- SMF1 Chief Executive (since 31 Mar 2026)
- CF1 Director (AR) (since 29 Dec 2021)
- SMF3 Executive Director (7 Jun 2021 to 31 Mar 2026)

Smaller firms operating under this firm's FCA authorisation.

Rivermore Ltd (no longer appointed)
FRN 533297 · Appointed 11 Oct 2010 · Until 17 Jan 2013
Airstream Europe Limited (no longer appointed)
FRN 531319 · Appointed 10 Sep 2010 · Until 16 May 2014
Asset & General Finance Ltd (no longer appointed)
FRN 485445 · Appointed 1 Jul 2010 · Until 30 Nov 2012
Automatrics Ltd (no longer appointed)
FRN 526956 · Appointed 1 Jul 2010 · Until 16 May 2014
Lincoln Finance Ltd (no longer appointed)
FRN 471809 · Appointed 4 May 2010 · Until 12 Nov 2012
Credo Asset Finance Ltd (no longer appointed)
FRN 511264 · Appointed 12 Nov 2009 · Until 16 May 2014
SKM Asset Finance Ltd (no longer appointed)
FRN 509429 · Appointed 14 Oct 2009 · Until 16 May 2014
AFPP Ltd (no longer appointed)
FRN 468473 · Appointed 2 Nov 2007 · Until 25 Jul 2008
Hall Rhodes Ltd (no longer appointed)
FRN 442465 · Appointed 24 Nov 2005 · Until 18 Jul 2014

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.