T L Dallas & Co Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Barry Battersby
IRN BXB01286
- CF1 Director (14 Jan 2005 to 30 Nov 2019)
Bernard Dunn
IRN BXD01201
- SMF3 Executive Director (12 May 2020 to 2 Apr 2024)
Charles Edward Roger Davey
IRN CXD00342
- CF1 Director (AR) (since 7 Apr 2022)
Colin MacKenzie Dallas
IRN CMD01090
- CF1 Director (14 Jan 2005 to 13 May 2012)
Darren Scott
IRN DXS00620
- CF1 Director (AR) (since 11 Apr 2022)
Douglas Main
IRN DXM01851
- CF1 Director (8 Mar 2005 to 24 Apr 2018)
Gary Ernest Proctor
IRN GEP01031
- CF1 Director (AR) (since 9 Aug 2018)
Ian MacKenzie Dallas
IRN IMD01026
- CF1 Director (14 Jan 2005 to 31 Aug 2005)
John Derek Butterworth
IRN JDB01181
- CF28 Systems and controls (25 Jul 2016 to 27 Oct 2017)
- CF3 Chief Executive (AR) (31 Dec 2006 to 18 Jul 2014)
- CF1 Director (AR) (31 Dec 2006 to 22 Jul 2014)
- CF1 Director (14 Jan 2005 to 30 Nov 2019)
- CF3 Chief Executive (14 Jan 2005 to 27 Oct 2017)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 14 Aug 2017)
John William Gear
IRN JWG01079
- CF1 Director (14 Jan 2005 to 1 Jul 2009)

Smaller firms operating under this firm's FCA authorisation.

Rivermore Ltd (no longer appointed)
FRN 533297 · Appointed 11 Oct 2010 · Until 17 Jan 2013
Airstream Europe Limited (no longer appointed)
FRN 531319 · Appointed 10 Sep 2010 · Until 16 May 2014
Asset & General Finance Ltd (no longer appointed)
FRN 485445 · Appointed 1 Jul 2010 · Until 30 Nov 2012
Automatrics Ltd (no longer appointed)
FRN 526956 · Appointed 1 Jul 2010 · Until 16 May 2014
Lincoln Finance Ltd (no longer appointed)
FRN 471809 · Appointed 4 May 2010 · Until 12 Nov 2012
Credo Asset Finance Ltd (no longer appointed)
FRN 511264 · Appointed 12 Nov 2009 · Until 16 May 2014
SKM Asset Finance Ltd (no longer appointed)
FRN 509429 · Appointed 14 Oct 2009 · Until 16 May 2014
AFPP Ltd (no longer appointed)
FRN 468473 · Appointed 2 Nov 2007 · Until 25 Jul 2008
Hall Rhodes Ltd (no longer appointed)
FRN 442465 · Appointed 24 Nov 2005 · Until 18 Jul 2014

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.