Date authorised
1 April 2013
Companies House
02883766
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Penman Way
    Grove Park
    Leicester
    Leicestershire
    LE19 1ST
    UNITED KINGDOM
    Phone
    +4401162821000
  • Complaints Contact

    2 Penman Way
    Grove Park
    Leicester
    Leicestershire
    LE19 1ST
    UNITED KINGDOM
    Phone
    +4401162821000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joe Rogers

    IRN JXR01546

    • [FCA CF] Significant management (since 9 Dec 2019)
  • John Cragg

    IRN JXC03263

    • CF1 Director (AR) (since 14 Mar 2025)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 1 Jan 2025)
  • Jon Easton

    IRN JXE00122

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Jon Fryer

    IRN JXF26153

    • [FCA CF] Significant management (since 2 Jan 2026)
  • Jonathan Allbones

    IRN JJA01023

    • [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2022)
  • Jonathan Hall

    IRN JXH00525

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
  • Karen Wagstaffe

    IRN KXW01547

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (1 Jul 2017 to 8 Dec 2019)
  • Kate Deery

    IRN KXD00141

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
  • Keith Weaver

    IRN KXW00155

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
  • Laurence Edward William Vaughan

    IRN LEV01004

    • CF1 Director (14 Jan 2005 to 22 Feb 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.