Swissquote Ltd

Date authorised
1 April 2013
Companies House
07710095
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Swiss Quote Ltd
    Boston House 63-64
    New Broad Street
    London
    City Of London
    EC2M 1JJ
    UNITED KINGDOM
    Phone
    +442071862600
    Web
    https://www.swissquote.co.uk

  • Complaints Contact

    Swiss Quote Ltd
    Boston House 63-64
    New Broad Street
    London
    City Of London
    EC2M 1JJ
    UNITED KINGDOM
    Phone
    +442071862600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Markus Burki

    IRN MXB03155

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (3 Mar 2014 to 8 Dec 2019)
  • Michela Pollini

    IRN MXP00481

    • SMF3 Executive Director (25 Mar 2022 to 7 Jul 2025)
  • Mike Luigi Bello

    IRN MLB01131

    • CF10a CASS Oversight function (27 Jan 2016 to 15 Feb 2017)
    • CF28 Systems and controls (24 Dec 2015 to 15 Feb 2017)
  • Muamar Behnam

    IRN MXB00967

    • Director of firm who is not a certification employee or a SMF manager (22 Jul 2022 to 11 Jul 2025)
  • Paul Andrew Chrimes

    IRN PAC01145

    • CF11 Money Laundering Reporting (11 Oct 2012 to 11 Feb 2014)
    • CF10a CASS Oversight function (11 Oct 2012 to 11 Feb 2014)
    • CF10 Compliance Oversight (11 Oct 2012 to 11 Feb 2014)
    • CF1 Director (11 Oct 2012 to 11 Feb 2014)
  • Pauline Mercier Fauchon

    IRN PXM02370

    • CF10a CASS Oversight function (18 Feb 2014 to 24 Sep 2015)
    • CF28 Systems and controls (18 Feb 2014 to 24 Sep 2015)
  • Peter Rosenstreich

    IRN PXR00465

    • SMF3 Executive Director (since 7 Oct 2025)
    • SMF1 Chief Executive (since 7 Oct 2025)
  • Philippe Saugnieux

    IRN PXS02234

    • CF30 Customer (26 Jun 2012 to 10 Dec 2012)
  • Rahul Singh Verma

    IRN RSV01010

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Apr 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Apr 2020)
    • CF11 Money Laundering Reporting (18 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Jul 2019 to 8 Dec 2019)
  • Salvador Cassarino

    IRN SXC02350

    • CF2 Non Executive Director (20 Dec 2012 to 12 Dec 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.