Swiss Re Capital Markets Limited

Date authorised
1 April 2013
Companies House
03436761
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Znasik

    IRN PXZ00020

    • SMF3 Executive Director (since 30 Jan 2023)
  • Philippe Kremer

    IRN PXK01522

    • CF30 Customer (24 Sep 2012 to 21 Dec 2015)
  • Phillip Maxwell Colebatch

    IRN PMC01064

    • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
    • CF2 Non Executive Director (11 May 2007 to 31 Dec 2007)
    • CF1 Director (2 Jan 2004 to 11 May 2007)
    • CF21 Investment Adviser (2 Jan 2004 to 31 Oct 2007)
  • Pierre-Yves Charles Hug

    IRN PCH01048

    • SMF3 Executive Director (since 8 Jun 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Dec 2014 to 8 Dec 2019)
  • Piotr Nowak

    IRN PXN01166

    • CF30 Customer (19 Jan 2010 to 30 Apr 2010)
    • CF21 Investment Adviser (7 Aug 2006 to 31 Oct 2007)
    • CF26 Customer Trading (7 Aug 2006 to 31 Oct 2007)
  • Polymnia Kolotas

    IRN PXK01338

    • CF30 Customer (1 Nov 2007 to 2 Apr 2009)
    • CF26 Customer Trading (10 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Sep 2007 to 31 Oct 2007)
  • Prakash Ambadas Shimpi

    IRN PAS01164

    • CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2002)
    • CF26 Customer Trading (1 Dec 2001 to 12 Mar 2002)
  • Purav Anil Asher

    IRN PAA01042

    • CF21 Investment Adviser (3 Jul 2002 to 15 Oct 2004)
    • CF26 Customer Trading (3 Jul 2002 to 15 Oct 2004)
  • Raquel Eleanor Sheldon

    IRN RES01093

    • CF30 Customer (1 Nov 2007 to 11 May 2009)
    • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
    • CF26 Customer Trading (4 Jul 2007 to 31 Oct 2007)
  • Raymond Deva Sagayam

    IRN RDS01064

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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