Swiftsure Wealth Management Limited

FRN: 611625
Companies House: 13147346
Last scraped: 8 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1 Church Hill

Knutsford

Cheshire

WA16 6DH

UNITED KINGDOM

Phone

+4401612416350

Web

https://www.swiftsurewealthmanagement.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Austin Edward Rawcliffe
IRN AER01028
- (1)Employed By (1 Sep 2017 to 31 Dec 2018)
Christopher Michael Jones
IRN CXJ00174
- (4)Employed By (since 6 Dec 2021)
Daniel John Bell
IRN DXB00522
- (5)Employed By (since 15 Sep 2021)
Jordan Daniel Edwards
IRN JXE00252
- (3)Employed By (since 10 Nov 2022)
Justin Timothy Heap
IRN JTH01065
- (2)Employed By (since 17 Dec 2013)
Sarah Melanie Shuffleton
IRN SXS23707
- (2)Employed By (15 Nov 2019 to 16 Nov 2020)
Simon David Higginbotham
IRN SDH00011
- (1)Employed By (since 21 Oct 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.