Swift & Brining Financial Planning Limited

FRN: 646586
Companies House: 09203784
Last scraped: 12 hours ago

This firm operates as an appointed representative of Best Practice IFA Group Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

9 Seven Wells

Malton

North Yorkshire

YO17 6TT

UNITED KINGDOM

Phone

+4407738120049

Web

https://www.swiftandbrining-fpltd.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Mark Stewart Swift
IRN MSS00033
- (2)Employed By (since 30 Sep 2014)
Steven Craig Brining
IRN SCB00016
- (1)Employed By (since 3 Oct 2014)

Recent activity

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (2)Employed By
12 hours ago
controlled function added: (1)Employed By
12 hours ago
controlled function removed: Employed By
12 hours ago
controlled function removed: Employed By

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.