Swan New Homes Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Mortgage Servicing

For Customer, Regulated mortgage contract
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- · Limited to second charge mortgages only
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
- · Limited to second charge mortgages only
Credit Brokering
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Alan Henry Palmer
IRN AHP01033
- CF2 Non Executive Director (21 Sep 2016 to 31 Jan 2018)
David James Soothill
IRN DXS00860
- SMF3 Executive Director (since 30 Aug 2023)
- Responsibility for MCD Intermediation (since 30 Aug 2023)
Edward Henry Lunt
IRN EXL00120
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Oct 2023)
Elizabeth Sipiere
IRN EXS01220
- CF2 Non Executive Director (6 Feb 2019 to 8 Dec 2019)
Geoffrey Pearce
IRN GXP80182
- SMF3 Executive Director (7 Sep 2020 to 14 Mar 2022)
Jamie Smith
IRN JXS02958
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2020)
- CF1 Director (21 Sep 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Sep 2016 to 8 Dec 2019)
John David Synnuck
IRN JDS01247
- SMF1 Chief Executive (9 Dec 2019 to 2 Mar 2022)
- SMF3 Executive Director (9 Dec 2019 to 2 Mar 2022)
- CF1 Director (21 Sep 2016 to 8 Dec 2019)
- CF3 Chief Executive (21 Sep 2016 to 8 Dec 2019)
Koo Chai Young Marie Li Mow Ching
IRN KCL01016
- CF2 Non Executive Director (21 Sep 2016 to 31 Oct 2019)
Michael Richard Johnson
IRN MXJ00264
- Director of firm who is not a certification employee or a SMF manager (1 Jan 2022 to 8 Feb 2023)
Parmjit Singh Dhanda
IRN PSD01081
- CF2 Non Executive Director (21 Sep 2016 to 1 Apr 2017)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.