Date authorised
1 September 2016
Companies House
09972071
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Birchin Court
    Birchin Lane
    London
    EC3V 9DU
    ENGLAND
    Phone
    +442037519490
  • Complaints Contact

    Birchin Court
    20 Birchin Lane
    London
    EC3V 9DU
    UNITED KINGDOM
    Phone
    +442037519490

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Francesco Sgarlata

    IRN FXS01530

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (1 Sep 2016 to 30 Sep 2018)
    • CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
  • Tim William Vine

    IRN TWV01009

    • SMF3 Executive Director (9 Dec 2019 to 11 Aug 2025)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.