Date authorised
2 January 2015
Companies House
07945383
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Riverview
    Walnut Tree Close
    Guildford
    Surrey
    GU1 4UX
    UNITED KINGDOM
    Phone
    +4407933107140
  • Complaints Contact

    4 Riverview
    Walnut Tree Close
    Guildford
    Surrey
    GU1 4UX
    UNITED KINGDOM
    Phone
    +4407933107140

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Runs Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Emrys Evans

    IRN CEE01018

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (2 Jan 2015 to 8 Dec 2019)
    • CF1 Director (2 Jan 2015 to 8 Dec 2019)
  • Owen Davies

    IRN OXD01050

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2015 to 8 Dec 2019)
    • CF1 Director (2 Jan 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2015 to 8 Dec 2019)
  • William Ashe McClintock

    IRN WAM00024

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
    • CF1 Director (1 Aug 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.