Sussex Independent Financial Advisers Limited

• Principal Place of Business

  Downford House

  16 George Street

  Hailsham

  East Sussex

  BN27 1AE

  UNITED KINGDOM

  Phone

  +4401323441788

  Web

  https://www.sussexifa.com

• Complaints Contact

  Downford House

  16 George Street

  Hailsham

  East Sussex

  BN27 1AE

  UNITED KINGDOM

  Phone

  +4401323441788

  Web

  https://www.sussexifa.com

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Financial Mis-Selling Claims

• Pension Transfer Advice

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Claims Lead Generation

• John Frederick Leahy

  IRN JXL00044

  • CF21 Investment Adviser (5 Apr 2005 to 18 Apr 2005)
• Julie Ann Lawrence

  IRN JAL01228

  • CF30 Customer (21 Jan 2008 to 4 Mar 2011)
• Juliette Camp

  IRN JXC00124

  • CF22 Investment Adviser (Trainee) (9 Jan 2004 to 30 Sep 2004)
• Justin Leslie Last

  IRN JLL00011

  • CF21 Investment Adviser (25 Mar 2002 to 18 Dec 2002)
• Karl Victor Hopper-Young

  IRN KVH00006

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF8 Apportionment and Oversight (12 Dec 2007 to 31 Mar 2009)
  • CF29 Significant management (1 Nov 2007 to 5 Dec 2007)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (11 May 2005 to 30 Sep 2018)
  • CF10 Compliance Oversight (25 Feb 2005 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (24 May 2002 to 8 Dec 2019)
  • CF21 Investment Adviser (24 May 2002 to 31 Oct 2007)
  • CF1 Director (24 May 2002 to 8 Dec 2019)
  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
• Keith Eric Badger

  IRN KXB01440

  • CF30 Customer (1 Nov 2007 to 31 Jan 2015)
  • CF22 Investment Adviser (Trainee) (18 Apr 2006 to 31 Oct 2007)
• Kevin Andrew Horne

  IRN KAH00012

  • CF21 Investment Adviser (11 May 2005 to 12 Oct 2005)
  • CF10 Compliance Oversight (11 May 2005 to 12 Oct 2005)
• Kevin Barry Gallagher

  IRN KBG00004

  • CF21 Investment Adviser (20 Jan 2003 to 14 Sep 2004)
• Marc Nummy

  IRN MXN01643

  • CF30 Customer (21 Mar 2016 to 5 Aug 2016)
• Marcus Ian Foot

  IRN MIF00001

  • CF22 Investment Adviser (Trainee) (13 May 2004 to 30 Sep 2006)

No changes recorded yet.