Susquehanna International Securities Limited - UK Branch

Date authorised
15 June 2023
Companies House
FC033877
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Woolgate Exchange
    25 Basinghall Street
    2nd Floor
    London
    EC2V 5HA
    UNITED KINGDOM
    Phone
    +4402030260599
  • Complaints Contact

    INTERNATIONAL CENTRE
    MEMORIAL ROAD
    IFSC
    Dublin 1
    Dublin
    D01
    IRELAND
    Phone
    +35318028000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mihkel Kaarma

    IRN MXK00973

    • [FCA CF] Client dealing (since 4 Aug 2025)
    • [FCA CF] Proprietary trader (since 4 Aug 2025)
  • PETER BRENDAN OAKES

    IRN PXO00084

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • PETER DAVID KEARNEY

    IRN PXK00258

    • Director of firm who is not a certification employee or a SMF manager (since 19 Mar 2020)
  • Pascal Bose

    IRN PXB00512

    • [FCA CF] Client dealing (since 16 Jun 2023)
    • [FCA CF] Proprietary trader (since 16 Jun 2023)
  • RACHEL MOXHAM

    IRN RXM00653

    • SMF3 Executive Director (since 15 Jun 2023)
  • Riccardo Aimone

    IRN RXA00346

    • [FCA CF] Manager of certification employee (since 16 Sep 2024)
    • [FCA CF] Client dealing (since 16 Jun 2023)
    • [FCA CF] Proprietary trader (since 16 Jun 2023)
  • Richard Harrison

    IRN RXH02325

    • [FCA CF] Proprietary trader (since 16 Jun 2023)
    • [FCA CF] Client dealing (since 16 Jun 2023)
  • Ross Andrew Christie

    IRN RAC01266

    • SMF16 Compliance Oversight (since 15 Jun 2023)
  • Rui Shan Tuang

    IRN RXT00499

    • [FCA CF] Proprietary trader (since 15 Dec 2025)
    • [FCA CF] Client dealing (since 15 Dec 2025)
  • Ryan Simpson

    IRN RXS00854

    • [FCA CF] Client dealing (since 16 Jun 2023)
    • [FCA CF] Proprietary trader (since 16 Jun 2023)

Recent activity

Updates to this firm's record on the FCA register.

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