Surety & Bond

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
Investment Setup

For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Brian Clayton
IRN BXC01286
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF30 Customer (15 Dec 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Jan 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (17 Jan 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF4 Partner (14 Jan 2005 to 8 Dec 2019)
Heather Clayton
IRN HXC01150
- SMF27 Partner (9 Dec 2019 to 7 Sep 2020)
- CF4 Partner (14 Jan 2005 to 8 Dec 2019)
Michael Kieran McQuade
IRN MKM01068
- CF1 Director (AR) (6 Jun 2016 to 18 Sep 2017)

Smaller firms operating under this firm's FCA authorisation.

RoyleMac10 Limited (no longer appointed)
FRN 748728 · Appointed 1 Jun 2016 · Until 22 Sep 2017
Mezra Performance Bonds Ltd (no longer appointed)
FRN 452350 · Appointed 1 May 2008 · Until 31 Jan 2009
Evolution Insurance Solutions Ltd (no longer appointed)
FRN 470304 · Appointed 12 Jul 2007 · Until 15 Oct 2007
Exolution Insurance Solutions Ltd (no longer appointed)
FRN 468753 · Appointed 7 Jun 2007 · Until 16 Oct 2007
Bidwell Financial Solutions Ltd (no longer appointed)
FRN 462467 · Appointed 12 Jan 2007 · Until 4 Jun 2007
Surety & Bond Ltd (no longer appointed)
FRN 461386 · Appointed 14 Dec 2006 · Until 18 Sep 2025
Granta Insurance Solutions Ltd (no longer appointed)
FRN 449700 · Appointed 23 Mar 2006 · Until 5 Jan 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.