Date authorised
1 September 2020
Companies House
OC424095
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    231-232 Strand
    London
    WC2R 1DA
    UNITED KINGDOM
    Phone
    +442034053060
  • Complaints Contact

    231-232 Strand
    London
    WC2R 1DA
    UNITED KINGDOM
    Phone
    +442034053060

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Sore

    IRN JXS02970

    • [FCA CF] Client dealing (30 Sep 2020 to 29 Jul 2022)
  • Jun Tim Ng

    IRN JXN00320

    • [FCA CF] Client dealing (5 Feb 2024 to 25 Jul 2024)
  • Mads Naestholt Jensen

    IRN MXJ07939

    • [FCA CF] Client dealing (since 1 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2020)
    • SMF27 Partner (since 1 Sep 2020)
    • SMF16 Compliance Oversight (since 1 Sep 2020)
  • Marcus Stephen Nagle

    IRN MXN00427

    • [FCA CF] Client dealing (18 Jun 2025 to 24 Mar 2026)
  • Natasha Head

    IRN NXH00357

    • [FCA CF] Client dealing (2 Dec 2022 to 19 May 2023)
  • Nicholas Sopuch

    IRN NXS00802

    • [FCA CF] Client dealing (since 17 Mar 2026)
  • Serena Kathleen Helen Potts

    IRN SXP01095

    • [FCA CF] Client dealing (since 18 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.