Date authorised
26 June 2017
Companies House
05460862
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Redcliff Quay
    120 Redcliff Street
    Bristol
    Somerset
    BS1 6HU
    UNITED KINGDOM
    Phone
    +4402035679100
  • Complaints Contact

    Redcliff Quay
    120 Redcliff Street
    Bristol
    Somerset
    BS1 6HU
    UNITED KINGDOM
    Phone
    +4408000086060

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rakesh Thakrar

    IRN RXT01543

    • SMF7 Group Entity Senior Manager (21 Jul 2020 to 31 Jul 2024)
  • Richard Barrett

    IRN RXB00611

    • [FCA CF] Significant management (25 Mar 2022 to 30 Jun 2025)
  • Roland Verhaaf

    IRN RXV35085

    • [FCA CF] Significant management (since 10 Aug 2021)
  • Rosemary Harris

    IRN RXH00169

    • SMF13 Chair of the Nominations Committee (since 25 Aug 2025)
  • Sara Thompson

    IRN SET01070

    • SMF7 Group Entity Senior Manager (since 8 Dec 2020)
  • Sherry Leigh Coutu

    IRN SXC01546

    • SMF12 Chair of the Remuneration Committee (since 30 Jun 2025)
  • Simon Stanney

    IRN SXS03152

    • [FCA CF] Significant management (1 Mar 2020 to 4 Jan 2021)
  • Stephanie Reith Scrimgeour

    IRN SXS05747

    • [FCA CF] Significant management (since 4 Nov 2025)
  • Stephen Jefford

    IRN SXJ01776

    • SMF7 Group Entity Senior Manager (9 Apr 2020 to 31 Jul 2020)
    • CF1 Director (14 Nov 2019 to 31 Jul 2020)
  • Stephen Mitchell Kingshott

    IRN SMK01072

    • SMF10 Chair of the Risk Committee (since 1 Jan 2026)
    • SMF11 Chair of the Audit Committee (since 1 Jan 2026)
    • Director of firm who is not a certification employee or a SMF manager (1 Oct 2025 to 31 Dec 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Topcashback Limited (no longer appointed)

    FRN 476080 · Appointed 17 Sep 2019 · Until 2 Mar 2021

  • Quidco Limited (no longer appointed)

    FRN 808298 · Appointed 15 Jul 2019 · Until 2 Mar 2021

  • PDV Ltd (no longer appointed)

    FRN 441032 · Appointed 5 Jul 2017 · Until 16 Apr 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.