Summit Partners LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Summit Partners11-12 Hanover SquareLondonWestminsterW1S 1JJUNITED KINGDOM- Phone
- +4402076597500
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Complaints Contact
222 Berkeley StBoston, MA 02116-3748BostonMA02116-3748UNITED STATES OF AMERICA- Phone
- +16178241000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to unregulated investment schemes operated by the Summit Group only
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to unregulated collective schemes operated by the Summit Group only
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to unregulated collective schemes operated by the Summit Group only
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Thomas Tarnowski
IRN TXT01340
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (6 May 2014 to 8 Dec 2019)
- CF4 Partner (6 May 2014 to 8 Dec 2019)
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Yoon Kyung Lee
IRN YKL01005
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (8 Feb 2018 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.