Date authorised
1 April 2014
Companies House
OC388179
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Summit Partners
    11-12 Hanover Square
    London
    Westminster
    W1S 1JJ
    UNITED KINGDOM
    Phone
    +4402076597500
  • Complaints Contact

    222 Berkeley St
    Boston, MA 02116-3748
    Boston
    MA
    02116-3748
    UNITED STATES OF AMERICA
    Phone
    +16178241000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to unregulated investment schemes operated by the Summit Group only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to unregulated collective schemes operated by the Summit Group only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to unregulated collective schemes operated by the Summit Group only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Tarnowski

    IRN TXT01340

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (6 May 2014 to 8 Dec 2019)
    • CF4 Partner (6 May 2014 to 8 Dec 2019)
  • Yoon Kyung Lee

    IRN YKL01005

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.