Date authorised
1 April 2013
Companies House
02714711
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 2
    Bloxam Court
    Corporation Street
    Rugby
    CV21 2DU
    UNITED KINGDOM
    Phone
    +4401788563100
  • Complaints Contact

    Suite 2
    Bloxam Court
    Corporation Street
    Rugby
    Warwickshire
    CV21 2DU
    UNITED KINGDOM
    Phone
    +4401788563100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rebecca Celeste Lloyd

    IRN RCL01059

    • CF29 Significant management (1 Nov 2007 to 2 Nov 2009)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Richard Ewart Alford

    IRN REA01036

    • CF1 Director (AR) (24 Aug 2011 to 14 Nov 2012)
  • Richard Henry Watkins

    IRN RHW01041

    • CF1 Director (AR) (9 Mar 2006 to 9 Nov 2010)
  • Richard Ian Thompson

    IRN RIT01022

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 21 Nov 2023)
    • CF1 Director (AR) (21 Mar 2018 to 8 Dec 2019)
  • Richard Keen

    IRN RXK01262

    • CF1 Director (AR) (14 Jan 2005 to 23 May 2005)
    • Responsible for Insurance Mediation (14 Jan 2005 to 23 May 2005)
  • Richard Paul Shillito

    IRN RPS01089

    • CF1 Director (AR) (22 Jun 2005 to 7 Jul 2009)
  • Richard Peter Mayes

    IRN RPM01108

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 18 Mar 2021)
    • CF1 Director (AR) (8 Apr 2011 to 8 Dec 2019)
  • Richard Thomas Player

    IRN RTP01035

    • CF3 Chief Executive (AR) (16 Apr 2018 to 30 Nov 2019)
  • Richard William Hirst

    IRN RWH01124

    • CF1 Director (AR) (14 Jan 2005 to 1 Feb 2006)
  • Richard Winsland

    IRN RXW00387

    • CF1 Director (AR) (17 May 2022 to 8 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.