Sumitomo Mitsui Trust International Limited

Date authorised
1 April 2013
Companies House
02007985
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    155 Bishopsgate
    London
    EC2M 3XU
    UNITED KINGDOM
    Phone
    +442075628400
    Web
    https://uk.sumitrust-am.com

  • Complaints Contact

    155 Bishopsgate
    London
    EC2M 3XU
    UNITED KINGDOM
    Phone
    +442075628400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tadashi Kawai

    IRN TXK01112

    • CF2 Non Executive Director (1 Dec 2001 to 2 Apr 2002)
  • Takeshi Wada

    IRN TXW01339

    • CF30 Customer (22 Sep 2010 to 11 Apr 2014)
  • Takeyasu Koike

    IRN TXK01395

    • CF1 Director (25 Mar 2013 to 26 Sep 2019)
    • CF10 Compliance Oversight (25 Mar 2013 to 26 Sep 2019)
  • Tatsuto Igarashi

    IRN TXI01065

    • CF2 Non Executive Director (27 May 2004 to 31 Oct 2004)
  • Tomohiko Mae

    IRN TXM01882

    • CF30 Customer (9 Apr 2015 to 27 Feb 2018)
  • Toshiyuki Miura

    IRN TXM01313

    • CF2 Non Executive Director (26 Aug 2003 to 26 Apr 2004)
  • Yasuo Hiroe

    IRN YXH01046

    • CF2 Non Executive Director (18 Oct 2002 to 31 Dec 2003)
  • Yasuo Kuwana

    IRN YXK01088

    • CF2 Non Executive Director (20 Dec 2004 to 31 Aug 2009)
  • Yasutaka Imai

    IRN YXI01054

    • CF2 Non Executive Director (7 Jul 2009 to 4 Apr 2012)
  • Yoshio Hishida

    IRN YXH01136

    • CF2 Non Executive Director (9 May 2012 to 17 Jan 2017)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.