Sumitomo Mitsui Trust Bank, Limited

• Principal Place of Business

  155 Bishopsgate

  London

  EC2M 3XU

  UNITED KINGDOM

  Phone

  +4402079457000

  Web

  http://www.smtb.jp

• Complaints Contact

  155 Bishopsgate

  London

  EC2M 3XU

  UNITED KINGDOM

  Phone

  +4402079457000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Daisuke Ishii

  IRN DXI00079

  • [FCA CF] Manager of certification employee (since 6 Mar 2025)
  • [FCA CF] Client dealing (since 6 Mar 2025)
• Damien Mullen

  IRN DXM00245

  • [FCA CF] Proprietary trader (since 1 Jul 2023)
  • [FCA CF] Client dealing (since 1 Jul 2023)
  • [FCA CF] Material risk taker (28 Mar 2018 to 1 Jul 2023)
• Daniel Ellis

  IRN DXE00045

  • [FCA CF] Client dealing (since 1 Jul 2023)
  • [FCA CF] Proprietary trader (since 7 Mar 2016)
• Darren Stevens

  IRN DXS00211

  • [FCA CF] Proprietary trader (since 1 Jul 2023)
  • [FCA CF] Material risk taker (7 Mar 2016 to 1 Jul 2023)
• David Hunt

  IRN DXH02251

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2023)
• David Ross Symes

  IRN DRS01064

  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jul 2014)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2014)
• David Whitehouse

  IRN DXW00472

  • [PRA CF] Significant risk taker or Material risk taker (4 Apr 2022 to 3 Nov 2023)
• Dhruv Bhatia

  IRN DXB01176

  • [FCA CF] Client dealing (since 1 Sep 2025)
• Dimitrios Alegkakis

  IRN DXA00096

  • [FCA CF] Client dealing (since 1 Jul 2023)
  • [FCA CF] Material risk taker (1 Dec 2017 to 1 Jul 2023)
• Donna Wootton

  IRN DXW00469

  • [PRA CF] Significant risk taker or Material risk taker (9 Mar 2022 to 26 Aug 2024)

No changes recorded yet.